MB
Matthew H. Burnell
PARK AVENUE SECURITIES LLC
ROCKVILLE, MD
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CRD#: 1813648
MB
Professional summary
Matthew Hart Burnell, who also goes by Matthew H Burnell, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Rockville, Maryland.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Matthew has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew H Burnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Master Networks, Secretary-taking meeting attendance at chapter meetings, sending weekly emails to chapter members about upcoming meetings and events,
Start date: 08/29/2023,
Address: online,
4 total hours per month; 0 during securities trading hours,
Non-Investment Related,
No annual compensation,
2) Mastersingers USA, Incorporated-Treasurer,
Start date: 01/01/2000,
Address: 124 Longvale Rd Bronxville, NY 10708,
2 total hours per month; 0 during securities trading hours,
Non-Investment Related,
No annual compensation,
3) Insurance Brokering-selling products from insurance carries other than Guardian,
Start date: 10/28/2024,
Address: 800 Westchester Ave., Rye Brook, NY 10573,
3 total hours per month; 3 during securities trading hours,
Investment Related,
More than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Hart Burnell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Hart Burnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2022 - Present
PARK AVENUE SECURITIES LLC
RIA
BD
CRD#: 46173
ROCKVILLE, MD
Current
October 11, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #1: 800 Westchester Avenue 4th Floor Suite N409, Rye Brook, NY 10573RIA
BD
CRD#: 46173
Rye Brook, NY
Past
September 19, 2006 - June 23, 2017
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
NEW YORK, NY
Past
June 5, 1996 - February 24, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 26, 1994 - June 26, 1995
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
August 15, 1988 - June 28, 1990
THE CHICAGO CORPORATION
BD
CRD#: 1449
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/21/2022)
IAR
Connecticut(6/21/2022)
RR
Florida(9/4/2025)
IAR
Florida(9/5/2025)
RR
Illinois(6/6/2022)
IAR
Illinois(6/7/2022)
RR
Maine(8/21/2025)
IAR
Maine(8/21/2025)
RR
Maryland(3/11/2022)
IAR
Maryland(6/17/2025)
RR
Massachusetts(7/21/2022)
RR
Michigan(6/24/2022)
IAR
Michigan(6/24/2022)
RR
New Hampshire(1/27/2022)
IAR
New Hampshire(1/27/2022)
RR
New Jersey(1/4/2024)
IAR
New Jersey(1/12/2024)
RR
New York(1/3/2022)
IAR
New York(1/19/2022)
RR
North Carolina(6/24/2022)
IAR
North Carolina(6/24/2022)
RR
Rhode Island(8/25/2022)
IAR
Rhode Island(8/25/2022)
RR
Texas(10/8/2024)
IAR
Texas(10/9/2024)
RR
Virginia(9/13/2024)
IAR
Virginia(9/17/2024)
RR
Wisconsin(1/28/2022)
IAR
Wisconsin(1/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
