Robert M. Alderman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Alderman, who also goes by Bob Alderman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2017 - July 1, 2025
VOYA INVESTMENT MANAGEMENT CO. LLC
March 20, 2017 - July 1, 2025
VOYA INVESTMENTS DISTRIBUTOR, LLC
December 12, 2014 - September 19, 2016
GBI CAPITAL, INC.
May 9, 2011 - February 26, 2013
CREDIT SUISSE SECURITIES (USA) LLC
May 9, 2011 - February 26, 2013
CREDIT SUISSE SECURITIES (USA) LLC
October 9, 2009 - May 12, 2011
ADVISORS ASSET MANAGEMENT, INC.
July 20, 2009 - May 12, 2011
ADVISORS ASSET MANAGEMENT, INC.
April 1, 2008 - July 14, 2009
MANAGED ACCOUNT SERVICES, LLC
January 23, 2003 - July 31, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 2001 - February 27, 2003
FAM DISTRIBUTORS, INC.
February 7, 2000 - March 7, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 1999 - October 1, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 16, 1997 - December 11, 1998
J.C. BRADFORD & CO.
March 22, 1988 - May 1, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VOYA INVESTMENT MANAGEMENT CO. LLC
CRD#: 106494 / SEC#: 801-9046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA INVESTMENT MANAGEMENT CO. LLC
CRD#: 106494 / SEC#: 801-9046
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
