Richard M. Allison

MARIAN FINANCIAL SERVICES

St. Johns, FL

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CRD#: 1813496

Professional summary

Richard Mark Allison, CFP®, who also goes by Richard Mark Allison, Richard Allison Johnson, Rick Johnson, is a registered financial advisor currently at MARIAN FINANCIAL SERVICES, INC. located in St. Johns, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Richard has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Mark Allison | Richard Allison Johnson | Rick Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARIAN FINANCIAL SERVICES, INC. - INVESTMENT RELATED - 109 Velvetleaf Drive - St. Johns, FL 2259-4489 - REGISTERED INVESTMENT ADVISER - PRESIDENT/OWNER - 10/2008. 80 HRS. 80 HRS. MONEY MANAGEMENT SERVICES. RIA RULES, LLC -NON-INVESTMENT RELATED - 109 Velvetleaf Drive - ST. JOHNS, FL 32259-4489, ASSISTING STATE REGISTERED INVESTMENT ADVISERS WITH COMPLIANCE FORMS, REVIEWS AND FILINGS - PRINCIPAL/OWNER - 7/2017. 10 HRS. 10 HRS. INI REFERRAL REALTY, INC. REAL ESTATE BROKERAGE FIRM, 3603 CARDINAL POINT DR. JACKSONVILLE, FL 32257. REAL ESTATE SALES ASSOCIATE. 02/2013, 10, 0, REAL ESTATE AGENT. ESTATE GURU. NOT INVESTMENT RELATED. HTTPS://WWW.ESTATEGURU.COM. A LEGAL DOCUMENT CREATION FIRM WITH A NETWORK OF ATTORNEYS. AFFLIATED BY VIRTUE OF PAYING AN ANNUAL FEE. NOT AN EMPLOYEE OR OWNER. 08/2023. 10 HRS. 10 HRS. ASSIST CLIENTS WITH NOTARIZATION AND DATA INPUT AND ANSWER ATTORNEY QUESTIONS RELATED TO LEGAL DOCUMENT CREATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Mark Allison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 18272

LINCOLN, NE

Past

September 22, 2004 - March 4, 2005

RICK JOHNSON FAMILY OFFICE, LLC

RIA

CRD#: 132776

JACKSONVILLE, FL

Past

August 7, 2000 - August 13, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

JACKSONVILLE, FL

Past

March 29, 2000 - August 13, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 12, 1999 - March 30, 2000

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

September 23, 1991 - January 4, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

March 1, 1989 - September 20, 1991

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

April 20, 1988 - February 22, 1989

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/20/2020)

IAR

Florida
(10/28/2008)

IAR

Louisiana
(6/3/2024)

IAR

Texas
(11/10/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/9/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 12/2/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 10/24/1991

General Securities Principal Examination

Current Firm

MARIAN FINANCIAL SERVICES, INC.

MARIAN FINANCIAL SERVICES INC. | MARIAN FINANCIAL SERVICES, INC.

CRD#: 141456 / SEC#:

California

Registered Investment Advisory firm - (11/20/2020 Approved)

Florida

Registered Investment Advisory firm - (10/28/2008 Approved)

Indiana

Registered Investment Advisory firm - (12/17/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/20/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (5/31/2024 Approved)

Texas

Registered Investment Advisory firm - (11/9/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

St. Johns, FL

Mailing Address

Phone number

(904) 460-2700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 12,939,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard M. Allison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Mark Allison's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COAST PLANNING, LLC

FIRST FINANCIAL ADVISORS, LLC

SKADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

RICK JOHNSON FAMILY OFFICE, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

SENTRA SECURITIES CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

SECURIAN FINANCIAL SERVICES, INC.

CONSECO FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/1996

Series 63

Date: 5/24/1988

Series 7

Date: 4/16/1988

Series 9

Date: 12/9/2000

Series 10

Date: 12/2/2000

Series 24

Date: 10/24/1991

Current Firm

MARIAN FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARIAN FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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