Judith A Carlson
Professional Summary
Judith A Carlson, who also goes by Judith Ann Carlson, Judith Carlson, Judith Ann Horner-carlson, Judith Ann Huhn, was a registered financial advisor. Judith was a previously registered financial professional and started their career in finance 1988 - 2021. Judith had worked at 15 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Judith Ann Carlson, Judith Carlson, Judith Ann Horner-Carlson, Judith Ann Huhn
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CIMAS LLC | CURRAN ADVISORY SERVICES | CIMAS, LLC
Contact Information
Main Address
30 South Pearl Street 9th Floor, Albany, NY, 12207Mailing Address
30 South Pearl Street 9th Floor, Albany, NY, 12207Phone Number
(518) 391-4200Established
New York since 12/17/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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