Leland S. Breskow
Professional summary
Leland Shawn Breskow, who also goes by L Shawn Breskow, Leland S Breskow, Shawn Breskow, was a registered financial professional .
Leland is registered as a RR (Registered Representative) and started their career in finance in 1988. Leland had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - April 28, 2011
CYPRESS ALTS
May 1, 2006 - February 5, 2008
STANFORD GROUP COMPANY
May 28, 1999 - April 19, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
March 2, 1998 - February 11, 1999
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
June 23, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
January 22, 1996 - April 3, 1997
MORGAN KEEGAN & COMPANY, LLC
December 15, 1988 - October 4, 1989
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2022)
Exams
Series 79TO
Date: 5/3/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CYPRESS ALTS
CRD#: 143167 / SEC#: , 8-67537
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
