Jessica M. Forrest
AUSTIN ASSET
Austin, TX 78731
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CRD#: 1812899
Professional summary
Jessica Moller Forrest, CFP®, who also goes by Jessica Ann Moller, is a registered financial advisor currently at AUSTIN ASSET located in Austin, Texas.
Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jessica has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
Jessica is a CERTIFIED FINANCIAL PLANNER™ with Austin Asset building relationships with clients to offer sound financial advice and professional investment management.
With over 20 years of financial planning and investment management, Jessica welcomes the challenge of identifying opportunities in individual circumstances to build comprehensive financial plans tailored to meet long term goals. She strives to make a positive difference in the lives of the people she serves.
Austin Asset builds a collaborative team of professionals to work with Jessica to provide clients with comprehensive financial planning, portfolio management, tax strategies, retirement analysis, education planning, charitable giving and effective wealth transfer strategies.
Please visit our website for more information at: https://www.austinasset.com/
Question & Answer
What are your service offerings?
Insurance Planning
Estate Planning
Tax Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Jessica Ann Moller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS NAME: SGH MANAGEMENT COMPANY, LLC
TITLE: INVESTMENT OFFICER
ADDRESS: 1515 S. CAPITAL OF TEXAS HWY, SUITE 301, AUSTIN, TEXAS 78746
NATURE OF BUSINESS: FAMILY OFFICE
EMPLOYMENT: FROM 02/2018 TO PRESENT
TIME DEVOTED PER MONTH: 145-160 HOURS
DUTIES: DUE DILIGENCE, OPERATIONS
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Moller Forrest's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 6, 2020 - Present
AUSTIN ASSET
Office #1: 7200 N. Mopac, Suite 315, Austin, TX 78731RIA
CRD#: 105441
Austin, TX
Past
April 4, 2018 - June 23, 2021
COYLE CAPITAL, LLC
RIA
CRD#: 173822
LAKEWAY, TX
Past
January 1, 2006 - June 1, 2018
ALPHA CAPITAL MANAGEMENT
RIA
CRD#: 121703
AUSTIN, TX
Past
June 25, 1998 - March 6, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 1, 1995 - July 11, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AUSTIN ASSET
AUSTIN ASSET | JHM CONSULTING, INC. IS NEW FULL LEGAL NAME | JHM CONSULTING, INC. | AUSTIN ASSET MANAGEMENT CO
CRD#: 105441 / SEC#: 801-32217
RIA
Registered Investment Advisory firm - (6/9/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AUSTIN ASSET
AUSTIN ASSET | JHM CONSULTING, INC. IS NEW FULL LEGAL NAME | JHM CONSULTING, INC. | AUSTIN ASSET MANAGEMENT CO
CRD#: 105441 / SEC#: 801-32217
RIA
Registered Investment Advisory firm - (6/9/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7200 N. Mopac, Suite 315, Austin, TX 78731
Mailing Address
Phone number
(512) 453-6622
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,243 |
| AUM (Assets Under Management) | $ 1,666,286,145 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 | ||
| 10/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
