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Nicholas William Stuller

CRD# 1812619·Registered 1988 - 2024
Previously Registered: Being a previously registered professional could mean that Nicholas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicholas William Stuller, who also goes by Nichlas Stuller, Nicholas Williams Stuller, was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 1988 - 2024. Nicholas had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nichlas Stuller, Nicholas Williams Stuller

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

MPFA INC.·CRD# 304411
RIA
Middlebury, CT
August 26, 2019 - December 31, 2024
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
May 20, 1991 - July 7, 1995
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
September 26, 1988 - February 10, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 22, 1988 - October 10, 1988

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Current Firm

MI
MPFA INC.

MPFA INC. | MY PERFECT FINANCIAL ADVISOR

CRD#: 304411 / SEC#: 801-117182
RIA
Registered Investment Advisory firm - SEC (8/14/2019 Approved)

Contact Information

Main Address

Middlebury, CT

Phone Number

(917) 533-5593

# of Employees

1

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-MPFA INC. (7/14/2026)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MPFA INC.

MPFA INC. | MY PERFECT FINANCIAL ADVISOR

CRD#: 304411 / SEC#: 801-117182
RIA
Registered Investment Advisory firm - SEC (8/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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