Nicholas W. Stuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas William Stuller, who also goes by Nichlas Stuller, Nicholas Williams Stuller, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1988. Nicholas had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2019 - December 31, 2024
MPFA INC.
May 20, 1991 - July 7, 1995
TD AMERITRADE, INC.
September 26, 1988 - February 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 22, 1988 - October 10, 1988
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
MPFA INC.
CRD#: 304411 / SEC#: 801-117182
State Registrations and Notice Filings
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Exams
Current Firm
MPFA INC.
CRD#: 304411 / SEC#: 801-117182
Contact information
Documents
Red Flags
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