Joseph F. Desanto
Professional summary
Joseph Frank Desanto was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Joseph had worked at 9 firms, which includes JOSEPH ROBERTS & CO. INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, MAYFAIR SECURITIES LIMITED, J.P. MORGAN SECURITIES LLC, G. K. SCOTT & CO. INC., GLOBAL CAPITAL SECURITIES INC., HASAN GROWNEY CO. INC., CIBC WORLD MARKETS CORP., J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1993 - October 25, 1996
JOSEPH ROBERTS & CO., INC.
May 19, 1992 - February 2, 1993
TUSCANY EQUITY MANAGEMENT CORPORATI0N
March 5, 1992 - June 18, 1992
MAYFAIR SECURITIES LIMITED
January 2, 1991 - March 3, 1992
J.P. MORGAN SECURITIES LLC
February 22, 1990 - January 14, 1991
G. K. SCOTT & CO., INC.
February 6, 1990 - February 28, 1990
GLOBAL CAPITAL SECURITIES, INC.
October 3, 1989 - February 14, 1990
HASAN GROWNEY CO. INC.
August 17, 1989 - October 13, 1989
CIBC WORLD MARKETS CORP.
October 19, 1988 - July 5, 1989
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOSEPH ROBERTS & CO., INC.
CRD#: 15971 / SEC#: , 8-33022
Contact information
Documents
Red Flags
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