Mark T. Sumsion

BLUE BARN WEALTH

Orem, UT 84057

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CRD#: 1812582

Professional summary

Mark Thomas Sumsion is a registered financial advisor currently at BLUE BARN WEALTH located in Orem, Utah.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) JIGZY ENTERPRISES, LLC; No; Provo, UT; Owner/ Manager; 01/2004; Less than 4 HRS/ MO; 0/ Security hours; Share in rental proceeds and appreciation when sold. Duties include rent/repair/purchase apartments. (2) Mark Sumsion, Sole Proprietor; Yes; Orem, UT; Fixed Insurance Sales; Insurance Agent; Started 04/2024; Does not intend to sell any insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Sumsion's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2024 - Present

BLUE BARN WEALTH

Office #1: 370 West Center Street, Orem, UT 84057

RIA

CRD#: 107202

Orem, UT

Past

January 5, 2012 - May 31, 2017

FIRST WESTERN ADVISORS

CRD#: 13623

PROVO, UT

Past

January 20, 2010 - January 3, 2012

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

PROVO, UT

Past

September 15, 2006 - January 4, 2010

STONEHURST SECURITIES, INC.

CRD#: 138218

PROVO, UT

Past

January 2, 2004 - September 18, 2006

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

PROVO, UT

Past

April 19, 2002 - December 31, 2003

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

February 8, 2000 - April 5, 2002

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

May 13, 1996 - January 21, 2000

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

December 30, 1991 - September 30, 2024

STRATEGIS FINANCIAL GROUP, INC

RIA

CRD#: 104861

Orem, UT

Past

March 12, 1990 - March 29, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

March 22, 1988 - December 11, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE BARN WEALTH

CRD#: 107202 / SEC#: 801-118602

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (9/2/2020 Terminated)

Utah

Registered Investment Advisory firm - (9/2/2020 Terminated)

Wyoming

Registered Investment Advisory firm - (9/16/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(4/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/25/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2000

General Securities Principal Examination

Current Firm

BLUE BARN WEALTH

CRD#: 107202 / SEC#: 801-118602

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (9/2/2020 Terminated)

Utah

Registered Investment Advisory firm - (9/2/2020 Terminated)

Wyoming

Registered Investment Advisory firm - (9/16/2020 Terminated)

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Contact information

Main Address

370 West Center Street, Orem, UT 84057

Mailing Address

Phone number

(801) 466-4101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - BLUE BARN WEALTH (3/31/2025)

Regulatory assets under management

Total Number of Accounts	990
AUM (Assets Under Management)	$ 521,370,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark T. Sumsion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Sumsion's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST WESTERN ADVISORS

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

STONEHURST SECURITIES, INC.

BRECEK & YOUNG ADVISORS, INC.

GUGGENHEIM DISTRIBUTORS, LLC

FREEDOM FINANCIAL, INC.

SECURITIES SERVICE NETWORK, LLC

STRATEGIS FINANCIAL GROUP, INC

SECURITIES AMERICA, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BLUE BARN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/1991

Series 63

Date: 3/29/1988

SIE

Date: 5/31/2017

Series 3

Date: 4/25/1988

Series 7

Date: 3/19/1988

Series 24

Date: 4/19/2000

Current Firm

BLUE BARN WEALTH

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE BARN WEALTH

TRUST BUT VERIFY

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