Robert A. Perconte
Professional summary
Robert A Perconte was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Robert had worked at 6 firms, which includes SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., AMERIPRISE FINANCIAL SERVICES LLC, BANC OF AMERICA INVESTMENT SERVICES INC., CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL EQUITY GROUP LLC.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
June 30, 2016 - October 14, 2016
SUMMIT FINANCIAL GROUP INC
May 19, 2016 - October 14, 2016
SUMMIT BROKERAGE SERVICES, INC.
August 14, 2009 - April 15, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
August 14, 2009 - April 15, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
August 8, 2006 - August 17, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 28, 2006 - August 17, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 28, 1998 - August 3, 2006
CITIGROUP GLOBAL MARKETS INC.
March 22, 1994 - September 29, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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