Steven L. Rubin
Professional summary
Steven Lawrence Rubin is a registered financial professional currently at CAPITAL MANAGEMENT PARTNERS, INC. located in Fairfield, Iowa.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 1 firm and has passed the Series 63, SIE, Series 22, Series 3 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Lawrence Rubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2016 - Present
CAPITAL MANAGEMENT PARTNERS, INC.
Office #1: 1100 North 4th Street, Suite 141, Fairfield, IA 52556September 6, 1988 - January 20, 1993
CAPITAL MANAGEMENT PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2018)
(1/14/2021)
(9/8/2016)
(4/12/2021)
(9/20/2016)
(10/5/2022)
(4/12/2021)
(4/13/2021)
Exams
FINRA
Current Firm
CAPITAL MANAGEMENT PARTNERS, INC.
CRD#: 21973 / SEC#: , 8-39446
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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Company Information
CAPITAL MANAGEMENT PARTNERS, INC.
CRD#: 21973Fairfield, IA 52556TRUST BUT VERIFY
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