Donald M. Albach

MILLSTONE FINANCIAL GROUP

Millstone, NJ 08535

Some features on this profile are disabled

CRD#: 1812200

Professional summary

Donald Michael Albach is a registered financial advisor currently at MILLSTONE FINANCIAL GROUP located in Millstone, New Jersey.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Donald has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DMA MARKETING This LLC was established to collect vested insurance commissions from my prior employer as well as well as income paid to me. Start: 03/01/2002 Address: 14 Dayna Dr Monroe NJ 08831 0 hrs per month Not investment related 2. MILLSTONE FINANCIAL GROUP; INVESTMENT RELATED; 490 HWY 33 WEST, MILLSTONE NJ 08535; INSURANCE; INSURANCE AGENT; 05/2012; 120 HOURS PER MONTH; O HOURS DURING SECURITIES TRADING HOURS; INSURANCE & FIXED ANNUITY SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Michael Albach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2019 - Present

MILLSTONE FINANCIAL GROUP

Office #1: 490 Hwy 33 West, Millstone, NJ 08535

RIA

CRD#: 297882

Millstone, NJ

Past

July 31, 2003 - September 10, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

MILLSTONE, NJ

Past

February 25, 1993 - June 17, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 25, 1993 - June 17, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/4/2022)

IAR

New Jersey
(12/10/2019)

IAR

New York
(10/20/2021)

IAR

South Carolina
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/23/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MILLSTONE FINANCIAL GROUP

MILLSTONE FINANCIAL GROUP | MILLSTONE FINANCIAL GROUP LIMITED LIABILITY COMPANY

CRD#: 297882 / SEC#:

Florida

Registered Investment Advisory firm - (11/4/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/25/2018 Approved)

New York

Registered Investment Advisory firm - (10/20/2021 Approved)

South Carolina

Registered Investment Advisory firm - (2/27/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

490 Hwy 33 West, Millstone, NJ 08535

Mailing Address

Phone number

(732) 385-8544

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 80,670,538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Donald M. Albach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Michael Albach's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLSTONE FINANCIAL GROUP

PARK AVENUE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2019

Series 63

Date: 5/6/1999

SIE

Date: 9/10/2018

Series 6

Date: 2/23/1993

Current Firm

MILLSTONE FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLSTONE FINANCIAL GROUP

TRUST BUT VERIFY

Contact information

Similar Advisors