David P. Huckleberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Huckleberry, who also goes by David P Huckleberry, David P Hucklebery, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 9 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2011 - May 22, 2015
SCF SECURITIES, INC.
August 13, 2008 - December 16, 2011
CETERA WEALTH SERVICES, LLC
October 6, 1995 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
December 1, 1994 - October 25, 1995
VOYA FINANCIAL ADVISORS, INC.
March 25, 1992 - December 6, 1994
NATIONWIDE FUND DISTRIBUTORS LLC
July 17, 1991 - December 31, 1991
WOODBURY FINANCIAL SERVICES, INC.
July 11, 1990 - July 16, 1991
NORTH AMERICAN MANAGEMENT, INC.
April 14, 1988 - June 22, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 14, 1988 - June 22, 1990
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
