Scott James Snyder
CFP®, CIMA®Professional Summary
Scott James Snyder, CFP®, CIMA® is a registered financial advisor currently at ACADIA LEGACY GROUP located in Clive, Iowa. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Scott has worked at 5 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
ACADIA LEGACY GROUP | ACADIA LEGACY GROUP, LLC
Contact Information
Main Address
1820 Nw 118th Street Ste 110, Clive, IA 50325Phone Number
(515) 212-2112# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
191AUM (Assets Under Management)
$133,192,237Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
ACADIA LEGACY GROUP | ACADIA LEGACY GROUP, LLC
State Registrations and Notice Filings
(12/5/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Scott James Snyder's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
