Alice Payan-jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alice Payan-jones, who also goes by Alice Payan Conner, Alice Conner, Alice Marie Payan, Alice Marie Ramirez, Alice Payan Ramirez, Alice Ramirez, was a registered financial professional .
Alice is a previously registered financial professional and started their career in finance in 1988. Alice had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2021 - September 1, 2022
BRINKER CAPITAL SECURITIES, LLC
July 17, 2020 - September 1, 2022
ORION PORTFOLIO SOLUTIONS, LLC
September 27, 2019 - December 31, 2019
ORION PORTFOLIO SOLUTIONS, LLC
August 22, 2017 - May 31, 2018
PATRICK CAPITAL MARKETS, LLC
October 27, 2015 - March 24, 2017
TERRANOVA CAPITAL EQUITIES, INC
March 27, 2015 - November 12, 2015
CEROS FINANCIAL SERVICES, INC.
April 7, 2008 - April 12, 2010
PRINCIPAL FUNDS DISTRIBUTOR, INC.
June 6, 2007 - April 15, 2008
PRINCIPAL SECURITIES, INC.
August 22, 2002 - April 15, 2008
PRINCIPAL SECURITIES, INC.
May 3, 2000 - August 21, 2002
WADDELL & REED
March 8, 2000 - August 21, 2002
WADDELL & REED
February 3, 1999 - August 23, 1999
WELLS FARGO SECURITIES INC.
July 13, 1998 - September 17, 1998
U.S. BANCORP INVESTMENTS, INC.
November 27, 1996 - January 22, 1997
DETWILER FENTON WEALTH MANAGEMENT INC
January 4, 1995 - June 6, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
May 25, 1988 - June 9, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRINKER CAPITAL SECURITIES, LLC
CRD#: 38123 / SEC#: , 8-48110
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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