Errol C. Hyde
Professional summary
Errol Constantine Hyde was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Errol is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Errol had worked at 6 firms, which includes AVANTAX INVESTMENT SERVICES INC., ADVANTAGE CAPITAL CORPORATION, TOWER SQUARE SECURITIES INC., PRINCIPAL SECURITIES INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2011 - June 12, 2014
AVANTAX INVESTMENT SERVICES, INC.
December 19, 2008 - October 28, 2011
AVANTAX INVESTMENT SERVICES, INC.
June 15, 2006 - February 15, 2008
AVANTAX INVESTMENT SERVICES, INC.
December 14, 2004 - November 1, 2005
AVANTAX INVESTMENT SERVICES, INC.
August 15, 1994 - December 31, 2003
ADVANTAGE CAPITAL CORPORATION
August 15, 1994 - December 31, 2003
ADVANTAGE CAPITAL CORPORATION
March 16, 1990 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
January 1, 1990 - March 26, 1990
PRINCIPAL SECURITIES, INC.
May 31, 1988 - November 18, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 31, 1988 - November 18, 1989
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX INVESTMENT SERVICES, INC.
CRD#: 13686 / SEC#: , 8-29533
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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