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Errol Constantine Hyde

CRD# 1812079·Registered 1988 - 2014
Barred: Errol Constantine Hyde was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Errol Constantine Hyde, who also goes by Erroll Constantine Hyde, was a registered financial advisor. Errol was a previously registered financial advisor and started their career in finance 1988 - 2014. Errol had worked at 6 firms and has passed the Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erroll Constantine Hyde

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Port St. Lucie, FL
November 18, 2011 - June 12, 2014
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Port Saint Lucie, FL
December 19, 2008 - October 28, 2011
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Miami, FL
June 15, 2006 - February 15, 2008
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
December 14, 2004 - November 1, 2005
ADVANTAGE CAPITAL CORPORATION·CRD# 146
RIA
Miami, FL
August 15, 1994 - December 31, 2003
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
August 15, 1994 - December 31, 2003
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
March 16, 1990 - August 15, 1994
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
January 1, 1990 - March 26, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
May 31, 1988 - November 18, 1989
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
May 31, 1988 - November 18, 1989

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Current Firm

AI
AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL | HD VEST INVESTMENT SERVICES | HD VEST | H.D. VEST INVESTMENT SERVICES | H.D. VEST INVESTMENT SECURITIES, INC. | AVANTAX WEALTH MANAGEMENT | AVANTAX INVESTMENT SERVICES, INC. | AVANTAX

CRD#: 13686 / SEC#: 8-29533
BD
Terminated by SEC on 12/09/2025

Contact Information

Established

Texas since 04/13/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AVANTAX WEALTH MANAGEMENT, INC.SOLE SHAREHOLDER—
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BURKOTT, DANIEL PAULCHIEF COMPLIANCE OFFICER4710068
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNEGENERAL COUNSEL, SECRETARY5059738
HOLWEGER, KIMBERLEYPRINCIPAL OPERATIONS OFFICER1572778
MACKAY, TODD CHRISTOPHERDIRECTOR AND VICE PRESIDENT2799860
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER5769181
NEARY, JOSEPH DANIELDIRECTOR AND VICE PRESIDENT2993505
WATTS, ANDREW DAVIDPRESIDENT4780880

Disclosures

Regulatory Event

17

Arbitration

4

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 1991About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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