JC
Joseph B. Childrey
CPR INVESTMENTS
Bellevue, WA
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CRD#: 1811921
JC
Professional summary
Joseph Brian Childrey, who also goes by Joseph B Childrey, is a registered financial advisor currently at CPR INVESTMENTS INC located in Bellevue, Washington.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Joseph has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph B Childrey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PROBABILITIES FUND MANAGEMENT, LLC; INVESTMENT RELATED; WHITE PLAINS, NY; FOUNDER AND CHIEF INVESTMENT OFFICER; ACTIVITY BEGAN 01/2008; I DEVOTE APPX 150 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; INVESTMENT MANAGEMENT OF THE MUTUAL FUND AND DAY TO DAY MANAGEMENT OF THE FIRM.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Brian Childrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2023 - Present
CPR INVESTMENTS INC
RIA
CRD#: 139067
Bellevue, WA
Past
June 4, 2019 - November 8, 2019
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
BELLEVUE, WA
Past
May 30, 2019 - November 8, 2019
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
BELLEVUE, WA
Past
October 18, 2007 - November 3, 2023
PROBABILITIES FUND MANAGEMENT, LLC
RIA
CRD#: 144313
BELLEVUE, WA
Past
February 6, 2007 - August 31, 2017
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
SAN DIEGO, CA
Past
October 5, 2006 - August 31, 2017
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
SAN DIEGO, CA
Past
February 24, 2006 - May 15, 2006
S & Y ASSET MANAGEMENT LLC
RIA
CRD#: 129754
SAN FRANCISCO, CA
Past
February 7, 2006 - May 15, 2006
S & Y ASSET MANAGEMENT LLC
BD
CRD#: 129754
SAN FRANCISCO, CA
Past
October 3, 2005 - May 15, 2006
STONE & YOUNGBERG LLC
RIA
CRD#: 795
SAN FRANCISCO, CA
Past
October 3, 2005 - May 15, 2006
STONE & YOUNGBERG LLC
BD
CRD#: 795
SAN FRANCISCO, CA
Past
August 13, 2001 - October 3, 2005
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN DIEGO, CA
Past
July 11, 2001 - October 3, 2005
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
January 20, 2000 - July 11, 2001
WELLS FARGO SECURITIES, LLC
BD
CRD#: 7665
SAN FRANCISCO, CA
Past
June 19, 1990 - January 20, 2000
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
May 4, 1988 - June 12, 1990
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CPR INVESTMENTS INC
CPR ADVISOR PORTFOLIOS | VALENZUELA FINANCIAL MANAGEMENT GROUP | V8 INVESTMENT ADVISORS | OSTLUND WEALTH ADVISORS, LLC | DENK FINANCIAL ADVISORS | CPR INVESTMENTS, LLC | CPR INVESTMENTS INC
CRD#: 139067 / SEC#: 801-112038
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (11/17/2017 Terminated)California
Registered Investment Advisory firm - (12/17/2017 Terminated)Florida
Registered Investment Advisory firm - (11/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (11/16/2017 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2010 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2009 Terminated)Michigan
Registered Investment Advisory firm - (12/1/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/31/2009 Failure to Renew)Nebraska
Registered Investment Advisory firm - (11/17/2017 Terminated)Nevada
Registered Investment Advisory firm - (12/18/2017 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Texas
Registered Investment Advisory firm - (11/17/2017 Terminated)Virginia
Registered Investment Advisory firm - (11/20/2017 Terminated)Washington
Registered Investment Advisory firm - (11/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(11/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/5/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CI
CPR INVESTMENTS INC
CPR ADVISOR PORTFOLIOS | VALENZUELA FINANCIAL MANAGEMENT GROUP | V8 INVESTMENT ADVISORS | OSTLUND WEALTH ADVISORS, LLC | DENK FINANCIAL ADVISORS | CPR INVESTMENTS, LLC | CPR INVESTMENTS INC
CRD#: 139067 / SEC#: 801-112038
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (11/17/2017 Terminated)California
Registered Investment Advisory firm - (12/17/2017 Terminated)Florida
Registered Investment Advisory firm - (11/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (11/16/2017 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2010 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2009 Terminated)Michigan
Registered Investment Advisory firm - (12/1/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/31/2009 Failure to Renew)Nebraska
Registered Investment Advisory firm - (11/17/2017 Terminated)Nevada
Registered Investment Advisory firm - (12/18/2017 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Texas
Registered Investment Advisory firm - (11/17/2017 Terminated)Virginia
Registered Investment Advisory firm - (11/20/2017 Terminated)Washington
Registered Investment Advisory firm - (11/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1600 Parkdale Road Suite 201, Rochester, MI 48307
Mailing Address
Phone number
(800) 213-1164
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,946 |
| AUM (Assets Under Management) | $ 213,296,073 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
