Craig R. Dimond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Ronald Dimond was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1988. Craig had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1990 - February 14, 1991
KIDDER, PEABODY & CO. INCORPORATED
January 22, 1990 - July 19, 1990
MEYERS SECURITIES CORPORATION
February 8, 1989 - February 27, 1990
UBS FINANCIAL SERVICES INC.
November 30, 1988 - January 2, 1989
CITIGROUP GLOBAL MARKETS INC.
March 23, 1988 - December 23, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIDDER, PEABODY & CO. INCORPORATED
CRD#: 7613 / SEC#: , 8-4831
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
