Jorge E. Gonzalez

AE WEALTH MANAGEMENT

Pembroke Pines, FL 33028

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CRD#: 1811191

Professional summary

Jorge Enrique Gonzalez, CFP®, who also goes by George Gonzalez, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Pembroke Pines, Florida.

Jorge is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jorge has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Gonzalez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Synergy Financial Strategies, Inc; Yes Investment-Related; 1961 NW 150th Ave, Ste 201, Pembroke Pines, FL 33028; Insurance Sales and Services; President; Start Date 03/2011; 160 Hours/Month; 152 hours During Trading; Owner/Advisor. (2.) JCP Ventures, Inc; Yes Investment-Related; 1961 NW 150th Ave, Ste 201, Pembroke Pines, FL 33028; Real Estate Investments; Real Estate Investor; Start Date 08/2005; 1 Hour/Month; 0 Hours During Trading; Monthly Administrative/Bookkeeping Tasks; 2.) GONVAL HOLDING, LLC; INVESTMENT RELATED; 1961 NW 150TH AVE, SUITE 201, PEMBROKE PINES, FL 33028; REAL ESTATE HOLDING COMPANY; MANAGING GENERAL PARTNER; START DATE: 05/18/2018; APPROX 02 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; ADMINISTRATIVE, ACCOUNTING, PROPERTY MANAGEMENT WHEN NEEDED. 3.) JAJ FINANCIAL RESOURCES, INC.; INVESTMENT RELATED; 1961 NW 150TH AVE, SUITE 201, PEMBROKE PINES, FL 33028; EDUCATIONAL INSURANCE AGENCY; SHARE HOLDER; START DATE: 12/01/2009; APPROX 01 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; ADMINISTRATIVE ONLY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Enrique Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

May 7, 2018 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 1961 Nw 150th Ave Ste 201, Pembroke Pines, FL 33028

RIA

CRD#: 282580

Pembroke Pines, FL

Past

November 1, 2007 - July 15, 2011

VERITRUST FINANCIAL, LLC

RIA

CRD#: 106594

PEMBROKE PINES, FL

Past

April 22, 2002 - July 15, 2011

VERITRUST FINANCIAL, LLC

CRD#: 106594

PEMBROKE PINES, FL

Past

June 12, 1992 - April 22, 2002

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

October 31, 1989 - December 4, 1990

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 7, 1988 - October 11, 1989

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

June 7, 1988 - September 19, 1988

TELE-QUOTE SECURITIES CORPORATION

CRD#: 19174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/7/2018)

IAR

Texas
(6/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/31/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/15/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jorge E. Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Enrique Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

ARAGON FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AEGON USA SECURITIES INC.

TELE-QUOTE SECURITIES CORPORATION

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/31/1988

Series 7

Date: 4/15/1989

Series 6

Date: 4/15/1988

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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