David G. Marshall

EMERSON PARTNERS

Naples, FL

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CRD#: 1811026

Professional summary

David Gregory Marshall, who also goes by David G Marshall, is a registered financial advisor currently at EMERSON PARTNERS located in Naples, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. David has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David G Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMERSON PARTNERS, LLC ALSO OWNS WWW.EMERSONLETTER.COM, AND WRITES FROM TIME TO TIME ON GENERAL MARKET VIEWS. START DATE 2011 APPROXIMATE HOURS PER MONTH 5 HOURS DURING BUSINESS TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregory Marshall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2025 - Present

EMERSON PARTNERS

RIA

CRD#: 334672

Naples, FL

Past

May 29, 2007 - April 3, 2025

PRIVATE PORTFOLIO, INC.

RIA

CRD#: 36644

Naples, FL

Past

November 6, 2001 - April 3, 2025

PRIVATE PORTFOLIO, INC.

CRD#: 36644

Naples, FL

Past

March 28, 2001 - October 5, 2001

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

November 9, 2000 - February 6, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

June 18, 1997 - January 12, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 30, 1996 - May 27, 1997

VALORES FINAMEX INTERNATIONAL, INC.

CRD#: 26303

MAGNOLIA, TX

Past

July 13, 1993 - January 1, 1996

SCOTIA INTERNATIONAL, INC.

CRD#: 23491

NEW YORK, NY

Past

July 24, 1991 - July 12, 1993

IXE SECURITIES, LLC

CRD#: 19920

NEW YORK, NY

Past

June 8, 1989 - May 11, 1990

FIRST IMPERIAL INVESTOR SERVICES, INC.

CRD#: 20722

Past

March 22, 1988 - June 8, 1988

PERSHING LLC

CRD#: 7560

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/1/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/1991

General Securities Principal Examination

Current Firm

EMERSON PARTNERS

EMERSON PARTNERS | EMERSON PARTNERS, LLC

CRD#: 334672 / SEC#:

Florida

Registered Investment Advisory firm - (3/6/2025 Approved)

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Contact information

Main Address

Naples, FL

Mailing Address

Po Box 3458, Naples, FL 34106

Phone number

(412) 877-7700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David G. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregory Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE PORTFOLIO, INC.

PRIVATE PORTFOLIO, INC.

U.S. BANCORP INVESTMENTS, INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

VALORES FINAMEX INTERNATIONAL, INC.

SCOTIA INTERNATIONAL, INC.

IXE SECURITIES, LLC

FIRST IMPERIAL INVESTOR SERVICES, INC.

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/14/1988

SIE

Date: 10/1/2018

Series 3

Date: 12/1/1992

Series 7

Date: 3/19/1988

Series 24

Date: 12/12/1991

Current Firm

EMERSON PARTNERS

Contact information

Documents

Red Flags

Company Information

EMERSON PARTNERS

TRUST BUT VERIFY

Contact information

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