Edward L. Bracken
Professional summary
Edward Lee Bracken was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Edward had worked at 6 firms, which includes GLENFED BROKERAGE SERVICES, FORTA FINANCIAL GROUP INC., A. G. EDWARDS & SONS INC., GLOBAL CAPITAL SECURITIES CORPORATION, CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 1996 - March 18, 1997
GLENFED BROKERAGE SERVICES
October 24, 1995 - March 11, 1996
FORTA FINANCIAL GROUP, INC.
October 13, 1993 - October 31, 1995
A. G. EDWARDS & SONS, INC.
December 3, 1991 - October 15, 1993
GLOBAL CAPITAL SECURITIES CORPORATION
November 23, 1990 - December 3, 1991
CHATFIELD DEAN & CO., INC.
March 23, 1988 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GLENFED BROKERAGE SERVICES
CRD#: 13648 / SEC#: , 8-29578
Contact information
Documents
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