Mark H. Stevens

BANE O'LEARY LLC

Bloomington, MN 55437

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CRD#: 1810410

Professional summary

Mark Howard Stevens is a registered financial advisor currently at BANE O'LEARY LLC located in Bloomington, Minnesota.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BEACON NORTH ASSOCIATES; 8459 MONTEREY CT., EDEN PRAIRIE, MN, NON-INVESTMENT RELATED, SALES CONSULTING, CEO/PRESIDENT, 02/2012 - PRESENT, INACTIVE AS OF 2/1/15; NO PLANS TO PURSUE ONLY MAINTAINING BUSINESS ACCOUNT FOR TAX PURPOSES. Mark Stevens, Sole Proprietor; Fixed Insurance, 7400 METRO BLVD STE 424 MINNEAPOLIS MN 55439-2374, Agent, 5/12/2015, 2 hours total, 2 during trading hours, Fixed Insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Howard Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2017 - Present

BANE O'LEARY LLC

Office #1: 8000 Norman Center Drive Suite 230, Bloomington, MN 55437

RIA

CRD#: 286450

Bloomington, MN

Past

April 28, 2015 - April 28, 2017

BARBER FINANCIAL GROUP

RIA

CRD#: 152043

EDINA, MN

Past

March 6, 2015 - August 26, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

MINNEAPOLIS, MN

Past

October 23, 2014 - March 11, 2015

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MANKATO, MN

Past

January 5, 1989 - December 31, 1990

AEGIS INVESTMENTS, INC.

CRD#: 16033

Past

December 23, 1988 - January 19, 1989

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

Past

March 23, 1988 - December 23, 1988

MORISON SECURITIES, INC.

CRD#: 8097

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2014

General Securities Representative Examination

Current Firm

BANE O'LEARY LLC

CRD#: 286450 / SEC#:

Arizona

Registered Investment Advisory firm - (5/3/2017 Approved)

Colorado

Registered Investment Advisory firm - (9/26/2017 Approved)

Minnesota

Registered Investment Advisory firm - (4/10/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (12/23/2022 Approved)

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Contact information

Main Address

8000 Norman Center Drive Suite 230, Bloomington, MN 55437

Mailing Address

Phone number

(952) 236-4213

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	449
AUM (Assets Under Management)	$ 86,633,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark H. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Howard Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARBER FINANCIAL GROUP

NATIONAL PLANNING CORPORATION

SECURIAN FINANCIAL SERVICES, INC.

AEGIS INVESTMENTS, INC.

B.C. CHRISTOPHER SECURITIES CO.

MORISON SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2014

Series 63

Date: 4/19/1988

SIE

Date: 8/26/2016

Series 7

Date: 10/23/2014

Current Firm

BANE O'LEARY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BANE O'LEARY LLC

TRUST BUT VERIFY

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