John D. Wanken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dwight Wanken, who also goes by Dwight Wanken, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2010 - November 15, 2011
CARTER ADVISORY SERVICES, INC
January 2, 2009 - October 17, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 7, 1999 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 5, 1999 - October 17, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 10, 1995 - December 31, 1998
LPL FINANCIAL LLC
October 23, 1991 - February 14, 1995
RAUSCHER PIERCE REFSNES, INC.
June 20, 1988 - October 11, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1988 - May 23, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARTER ADVISORY SERVICES, INC
CRD#: 116249 / SEC#: 801-60727
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
