Russell J. Thiessen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell James Thiessen was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1988. Russell had worked at 7 firms and has passed the Series 63, Series 62, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1994 - October 28, 1997
LACROIX ALEXANDER FINANCIAL CORP
October 15, 1993 - December 8, 1994
IRVINE SECURITIES, INC.
July 19, 1993 - September 24, 1993
THE CAMDEN GROUP
April 20, 1993 - June 22, 1993
COLUMBUS FINANCIAL, INC.
February 18, 1992 - March 10, 1993
EVERGREEN SECURITIES, INC.
October 22, 1990 - January 24, 1992
NEWPORTFOLIOS SECURITIES CORPORATION
July 5, 1990 - August 10, 1990
NEWPORTFOLIOS SECURITIES CORPORATION
March 25, 1988 - March 30, 1989
INCOME NETWORK COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/21/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
LACROIX ALEXANDER FINANCIAL CORP
CRD#: 27705 / SEC#: , 8-43184
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
