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Gregery D. Odell
PRINCIPAL SECURITIES
Addison, TX 75001
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CRD#: 1809666
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Professional summary
Gregery Dean Odell, who also goes by Greg Odell, is a registered financial advisor currently at PRINCIPAL SECURITIES, INC. located in Addison, Texas.
Gregery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Gregery has worked at 14 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Odell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1988 ADDRESS: 5080 Spectrum Drive, 1200E, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2015 ADDRESS: 4308 RUTH BORCHARDT DR, FRISCO TX 75035, United States DESCRIPTION: Sell and service of property and casualty insurance. **PRECISION METALFORMING ASSOCIATION LONE STAR CHAPTER POSITION: Vice Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/14/2025 ADDRESS: 5080 Spectrum Drive, Suite 1200E, Addison TX 75001, United States DESCRIPTION: Vice Chair - title Support PMA membership growth. Support annual golf tournament. Attend Monthly video board meetings. Support and provide feedback to board from non-industry perspective.
CRS (Client Relationship Summary) - RIA
Click below to view Gregery Dean Odell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregery Dean Odell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2024 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 5080 Spectrum Dr Ste 1200e, Addison, TX 75001RIA
BD
CRD#: 1137
Addison, TX
Current
December 22, 2023 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 5080 Spectrum Dr Ste 1200e, Addison, TX 75001RIA
BD
CRD#: 1137
Addison, TX
Past
July 17, 2023 - January 5, 2024
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
FORT WORTH, TX
Past
December 24, 2020 - July 10, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FRISCO, TX
Past
June 12, 2020 - December 7, 2020
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Frisco, TX
Past
June 12, 2020 - December 7, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Frisco, TX
Past
August 8, 2014 - February 20, 2020
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
IRVING, TX
Past
May 27, 2014 - February 20, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
IRVING, TX
Past
February 19, 2014 - May 22, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
DALLAS, TX
Past
January 3, 2014 - May 22, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
DALLAS, TX
Past
June 3, 2013 - May 22, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DALLAS, TX
Past
November 1, 2012 - June 7, 2013
OSAIC SERVICES, INC.
RIA
CRD#: 133763
ADDISON, TX
Past
October 26, 2012 - June 7, 2013
OSAIC SERVICES, INC.
BD
CRD#: 133763
ADDISON, TX
Past
February 11, 2008 - July 18, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN JOSE, CA
Past
September 24, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
DALLAS, TX
Past
September 24, 2004 - July 18, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAN JOSE, CA
Past
August 27, 1998 - July 29, 2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
March 16, 1995 - August 26, 1998
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
August 15, 1994 - March 16, 1995
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
March 11, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
September 4, 1991 - February 2, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 4, 1991 - February 2, 1994
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
June 13, 1989 - September 27, 1991
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 13, 1989 - September 27, 1991
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/28/2025)
RR
Oklahoma(1/8/2024)
RR
Texas(12/22/2023)
IAR
Texas(1/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/30/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
711 High Street, Des Moines, IA 50392
Mailing Address
Principal Financial Group 711 High Street, Des Moines, IA 50392-2080
Phone number
(888) 774-6267
Established
Iowa since 05/01/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,436
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | |
| AGRAWAL, VIVEK | DIRECTOR | 8050381 |
| CLAIRE, CHAD THOMAS | CHIEF INFORMATION OFFICER | 7219218 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| FRIEDRICH, AMY CHRISTINE | DIRECTOR | 7097797 |
| LAWLER, CODY ANTHONY | HEAD OF SUPERVISION, HEAD OF OPERATIONS | 5162072 |
| MCCULLUM, KENNETH ALLEN | DIRECTOR | 4695257 |
| MURRAY, MICHAEL FRANCIS | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHAIR | 2074275 |
| RANTS, DOUGLAS JOHN | CHIEF INFORMATION SECURITY OFFICER | 7148529 |
| ROBERTS, DAWN MARIE | CHIEF FINANCIAL OFFICER | 7929617 |
| SCHELHAAS, NATHAN PAUL | DIRECTOR | 7275495 |
| SPADAFORA, CRAIG ALAN | SENIOR VICE PRESIDENT / HEAD OF ADVISORY AND PLATFORM | 3184320 |
| VANWINKLE, DANIEL SIMON | PSI AML OFFICER | 4715191 |
Regulatory assets under management
| Total Number of Accounts | 63,730 |
| AUM (Assets Under Management) | $ 14,827,718,110 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
