Laura J. Winslow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Jean Winslow, who also goes by Laura Jean Lacey, Laura Jean Laceylennon, Laura Jean Lennon, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1988. Laura had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2003 - November 28, 2014
FINANCIAL WEST GROUP
July 13, 2000 - December 31, 2002
WALNUT STREET SECURITIES, INC.
October 15, 1997 - April 22, 1999
TCADVISORS NETWORK INC.
May 5, 1997 - January 5, 1999
SPELMAN & CO., INC.
August 9, 1990 - May 13, 1997
TITAN/VALUE EQUITIES GROUP, INC.
June 28, 1989 - July 31, 1990
PLANNED INVESTMENTS INC.
April 25, 1988 - June 30, 1989
PRIVATE SECURITIES NETWORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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