Steven D. Zimmerman
MINDFUL ASSET PLANNING
Apple Valley, MN 55124
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CRD#: 1809308
Professional summary
Steven Douglas Zimmerman, CFP® is a registered financial advisor currently at MINDFUL ASSET PLANNING located in Apple Valley, Minnesota.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Biography
"Mindful" means attentive and aware, which is what we help you create in your life and financial planning decisions. Your Mindful Asset Plan combines both financial and human assets which includes all types of tangible and human assets such as family and career achievement, life experience, and alternatives that result from accumulation of wealth. These are factored into all actions recommended for you. Find more about seminars and therapeutic growth programs at http://www.mindfulactionplanning.com/coaching-programs.html
Question & Answer
What are your service offerings?
Divorce Planning
Education Planning
Investment Planning
Life Transitions
Estate Planning
Small Business Planning
Retirement Planning
Retirement Income Management
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Insurance Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Financial Psychology/Coaching
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COMMERCIAL PROPERTY OWNER - non-investment related
14530 Pennock Ave, Apple Valley, MN 55124
CRS (Client Relationship Summary) - RIA
Click below to view Steven Douglas Zimmerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
March 29, 2019 - Present
MINDFUL ASSET PLANNING
Office #1: 14530 Pennock Ave, Apple Valley, MN 55124RIA
CRD#: 113965
Apple Valley, MN
Past
April 6, 1988 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
April 6, 1988 - September 1, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MINDFUL ASSET PLANNING
MINDFUL ASSET PLANNING | ZIMMERMAN FINANCIAL GROUP | STEVEN D. AND SUSAN G. ZIMMERMAN | MINDFUL ASSET PLANNING LLC
CRD#: 113965 / SEC#: 801-80606
RIA
Registered Investment Advisory firm - (1/6/2015 Approved)Minnesota
Registered Investment Advisory firm - (3/23/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(3/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MINDFUL ASSET PLANNING
MINDFUL ASSET PLANNING | ZIMMERMAN FINANCIAL GROUP | STEVEN D. AND SUSAN G. ZIMMERMAN | MINDFUL ASSET PLANNING LLC
CRD#: 113965 / SEC#: 801-80606
RIA
Registered Investment Advisory firm - (1/6/2015 Approved)Minnesota
Registered Investment Advisory firm - (3/23/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14530 Pennock Ave, Apple Valley, MN 55124
Mailing Address
Phone number
(952) 432-4666
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,223 |
| AUM (Assets Under Management) | $ 452,049,040 |
Red Flags
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