Bruce C. Bennett
Professional summary
Bruce Craig Bennett, who also goes by Bruce Bennett, Bruce C Bennett, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Minneapolis, Minnesota.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1997. Bruce has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Craig Bennett's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2020 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 323 Washington Ave N. Office 19, Minneapolis, MN 55401March 15, 2016 - August 17, 2020
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
March 2, 2009 - March 10, 2016
MAXWELL SIMON, INC.
May 20, 1997 - March 6, 2007
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2020)
(8/22/2020)
Exams
Series 79TO
Date: 3/31/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
