Gerald R. Barnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Roger Barnett, who also goes by Gerald Barnett, Jerry Barnett, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1988. Gerald had worked at 3 firms and has passed the Series 63, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2020 - April 28, 2021
COUNCIL OAK WEALTH ADVISORS
November 15, 1989 - May 20, 1992
LOCUST STREET SECURITIES, INC.
March 10, 1988 - May 2, 2020
BARNETT INVESTMENTS INC
Primary Firm SEC Registration
COUNCIL OAK WEALTH ADVISORS
CRD#: 297180 / SEC#: 801-113403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/25/1995
Non-Member General Securities ExaminationCurrent Firm
COUNCIL OAK WEALTH ADVISORS
CRD#: 297180 / SEC#: 801-113403
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 890 |
| AUM (Assets Under Management) | $ 435,179,814 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
