Stephan G. Burklin
Professional summary
Stephan George Burklin, who also goes by Stephen Georg Burklin, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Boca Raton, Florida.
Stephan is registered as a RR (Registered Representative) and started their career in finance in 1988. Stephan has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephan George Burklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2013 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 1800 N. Military Trail Suite 450, Boca Raton, FL 33431Office #2: 855 Oak Grove Avenue Suite 203, Menlo Park, CA 94025June 5, 2008 - January 31, 2014
JVB FINANCIAL GROUP, LLC
June 1, 2001 - March 13, 2008
LASALLE FINANCIAL SERVICES, INC.
May 12, 1998 - June 6, 2001
ABN AMRO INCORPORATED
December 20, 1988 - May 21, 1998
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2013)
(9/27/2013)
(9/27/2013)
(11/6/2018)
(9/27/2013)
(9/27/2013)
(9/27/2013)
(9/27/2013)
(9/27/2013)
(9/27/2013)
(9/27/2013)
(7/15/2021)
(9/27/2013)
(9/27/2013)
(9/27/2013)
(9/27/2013)
(2/1/2014)
(8/7/2015)
(9/27/2013)
(11/5/2013)
(1/9/2014)
(6/4/2021)
(6/27/2017)
(9/27/2013)
(1/23/2014)
(9/27/2013)
(6/24/2021)
(6/15/2021)
(5/28/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758Boca Raton, FL 33431TRUST BUT VERIFY
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