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GG

Gerald W. Goldberg

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CRD#: 1808877
GG

Professional summary

Gerald Wayne Goldberg, who also goes by Gerald Goldberg, was a registered financial advisor .

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gerald had worked at 1 firm and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gerald Goldberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Wayne Goldberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 8, 1995 - December 31, 2025

WINSLOW ASSET MANAGEMENT INC

RIA
CRD#: 106337
BEACHWOOD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WINSLOW ASSET MANAGEMENT INC
WINSLOW ASSET MANAGEMENT INC

CRD#: 106337 / SEC#: 801-41392

RIA
Registered Investment Advisory firm - (5/12/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(11/10/1999)

Exams

General Industry/Product Exam
RR
Series 2
Date: 2/24/1988
Non-Member General Securities Examination

Current Firm

WA
WINSLOW ASSET MANAGEMENT INC
WINSLOW ASSET MANAGEMENT INC

CRD#: 106337 / SEC#: 801-41392

RIA
Registered Investment Advisory firm - (5/12/1992 Approved)
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Contact information

Main Address
3333 Richmond Rd #180, Beachwood, OH 44122
Mailing Address
Phone number
(216) 360-4700
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WINSLOW ASSET MANAGEMENT 12.31.24 ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts134
AUM (Assets Under Management)$ 581,744,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINSLOW ASSET MANAGEMENT INC

CRD#: 106337

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