Gerald W. Goldberg

WINSLOW ASSET MANAGEMENT

BEACHWOOD, OH 44122

Some features on this profile are disabled

CRD#: 1808877

Professional summary

Gerald Wayne Goldberg, who also goes by Gerald Goldberg, is a registered financial advisor currently at WINSLOW ASSET MANAGEMENT INC located in Beachwood, Ohio.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gerald has worked at 1 firm and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald Goldberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Wayne Goldberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 1995 - Present

WINSLOW ASSET MANAGEMENT INC

Office #1: 25201 Chagrin Blvd Suite 185, Beachwood, OH 44122

RIA

CRD#: 106337

BEACHWOOD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINSLOW ASSET MANAGEMENT INC

CRD#: 106337 / SEC#: 801-41392

RIA

Registered Investment Advisory firm - (5/12/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/22/2009)

IAR

Florida
(2/8/1995)

IAR

Ohio
(11/10/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 2/24/1988

Non-Member General Securities Examination

Current Firm

WINSLOW ASSET MANAGEMENT INC

CRD#: 106337 / SEC#: 801-41392

RIA

Registered Investment Advisory firm - (5/12/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3333 Richmond Rd #180, Beachwood, OH 44122

Mailing Address

Phone number

(216) 360-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WINSLOW ASSET MANAGEMENT 12.31.24 ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 581,744,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gerald W. Goldberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Wayne Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINSLOW ASSET MANAGEMENT INC

Primary Firm SEC Registration

WINSLOW ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 2

Date: 2/24/1988

Current Firm

WINSLOW ASSET MANAGEMENT INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINSLOW ASSET MANAGEMENT INC

TRUST BUT VERIFY

Similar Advisors