Duke B. Oneil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Duke B Oneil, who also goes by Duke Oneil Jr., Duke Oneil, Francis Bradley Oneil Jr., was a registered financial professional .
Duke is a previously registered financial professional and started their career in finance in 2002. Duke had worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2013 - August 9, 2017
CAPSTONE CAPITAL WEALTH MANAGEMENT, LLC
January 30, 2013 - April 1, 2013
GRADIENT SECURITIES, LLC
July 11, 2005 - November 26, 2012
LPL FINANCIAL LLC
January 7, 2005 - November 26, 2012
LPL FINANCIAL LLC
April 16, 2002 - January 11, 2005
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
CAPSTONE CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 166399 / SEC#:
Contact information
Red Flags
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