Edward M. Mckeown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward M Mckeown, who also goes by Edward Michael Mckeown, Edward Mckeown, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1991. Edward had worked at 7 firms and has passed the Series 63, Series 7, Series 15 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 1997 - January 20, 1998
WNC CAPITAL CORPORATION
January 26, 1996 - June 19, 1997
H.J. MEYERS & CO., INC.
May 27, 1994 - October 3, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 1993 - May 12, 1994
NATIONSSECURITIES
June 30, 1992 - July 6, 1993
MORGAN STANLEY DW INC.
May 21, 1991 - May 15, 1992
CHATFIELD DEAN & CO., INC.
April 12, 1991 - May 17, 1991
K MICHAEL & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/11/1991
Foreign Currency Options ExaminationCurrent Firm
WNC CAPITAL CORPORATION
CRD#: 36174 / SEC#: , 8-47101
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
