Craig P. Mueller

PATRICK CAPITAL MARKETS

Lake Elmo, MN 55042

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CRD#: 1808707

Professional summary

Craig Peter Mueller, who also goes by Craig Mueller, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Lake Elmo, Minnesota.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1992. Craig has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Craig Mueller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Peter Mueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

PATRICK CAPITAL MARKETS, LLC

Office #1: 3275 Manning Ave N Suite 2, Lake Elmo, MN 55042

CRD#: 16518

Lake Elmo, MN

Past

July 5, 2007 - December 31, 2023

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

CRD#: 42941

GOLDEN VALLEY, MN

Past

July 21, 2006 - June 29, 2007

NORTH AMERICAN CAPITAL MARKETS, LLC

CRD#: 139860

MINNEAPOLIS, MN

Past

March 8, 2001 - August 30, 2006

NORTH AMERICAN CAPITAL MARKETS, INC.

CRD#: 104079

MINNEAPOLIS, MN

Past

March 2, 1998 - June 20, 2000

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

October 20, 1992 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2024)

California
(1/2/2024)

Colorado
(1/2/2024)

Florida
(1/2/2024)

Illinois
(1/2/2024)

Iowa
(1/2/2024)

Kansas
(1/2/2024)

Michigan
(1/2/2024)

Minnesota
(1/2/2024)

Missouri
(1/2/2024)

Montana
(1/4/2024)

Nebraska
(1/2/2024)

Nevada
(1/2/2024)

North Dakota
(1/2/2024)

South Dakota
(1/2/2024)

Wisconsin
(1/2/2024)

Wyoming
(1/2/2024)

Exams

State Security Law Exam

Series 63

Date: 2/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: , 8-34099

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAXONY FINANCIAL HOLDINGS, LLC.	SOLE OWNER/ MEMBER
CLARK, BRIAN LESLEY	PRESIDENT, CEO, AND CFO	4802438
KLUMP, RYAN CHRISTOPHER	SENIOR VICE PRSIDENT	4762698
MATARAZZI, NATHAN DOMENICO	FINOP, POO AND PFO	4827090
MITCHELL, JARAD BYRAM	COO	4811305
WEBSTER, TERRANCE MICHAEL	CHIEF COMPLIANCE OFFICER	6826889

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Craig P. Mueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Peter Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

NORTH AMERICAN CAPITAL MARKETS, LLC

NORTH AMERICAN CAPITAL MARKETS, INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1993

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1992

FINRA

Current Firm

PATRICK CAPITAL MARKETS, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PATRICK CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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