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Craig Peter Mueller

PATRICK CAPITAL MARKETS
Lake Elmo, MN
·CRD# 1808707·34 years experience

Professional Summary

Craig Peter Mueller, who also goes by Craig Mueller, is a registered financial advisor currently at PATRICK CAPITAL MARKETS, LLC located in Lake Elmo, Minnesota. Craig is registered as a RR (Registered Representative) and started their career in finance in 1992. Craig has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Craig Mueller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
3275 Manning Ave N Suite 2, Lake Elmo, MN 55042
January 2, 2024 - Present
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.·CRD# 42941
BD
Golden Valley, MN
July 5, 2007 - December 31, 2023
NORTH AMERICAN CAPITAL MARKETS, LLC·CRD# 139860
BD
Minneapolis, MN
July 21, 2006 - June 29, 2007
NORTH AMERICAN CAPITAL MARKETS, INC.·CRD# 104079
BD
Minneapolis, MN
March 8, 2001 - August 30, 2006
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 2, 1998 - June 20, 2000
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
October 20, 1992 - March 2, 1998

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Current Firm

PC
PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: 8-34099
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone Number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY FINANCIAL HOLDINGS, LLC.SOLE OWNER/ MEMBER—
KLUMP, RYAN CHRISTOPHERCHIEF EXECUTIVE OFFICER4762698
MATARAZZI, NATHAN DOMENICOFINOP, POO, AND PFO4827090
MITCHELL, JARAD BYRAMPRESIDENT4811305
WEBSTER, TERRANCE MICHAELCHIEF COMPLIANCE OFFICER6826889

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/2/2024)
RR
Florida
(1/2/2024)
RR
Illinois
(1/2/2024)
RR
Iowa
(1/2/2024)
RR
Kansas
(1/2/2024)
RR
Minnesota
(1/2/2024)
RR
Missouri
(1/2/2024)
RR
Nebraska
(1/2/2024)
RR
North Dakota
(1/2/2024)
RR
South Dakota
(1/2/2024)
RR
Wisconsin
(1/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Craig Peter Mueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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