William Bemis Elson
CFP®Professional Summary
William Bemis Elson, CFP®, who also goes by Bill Elson, is a registered financial advisor currently at LEGACY FINANCIAL GROUP located in Des Moines, Iowa and INTEGRITY ALLIANCE, LLC. located in Des Moines, Iowa. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. William has worked at 7 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Elson
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Videos & Posts
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Contact Information
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PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
Contact Information
Main Address
6000 Grand Avenue Suite B, Des Moines, IA 50312Phone Number
(515) 255-3306# of Employees
18SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,146AUM (Assets Under Management)
$1,007,573,360Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(2/25/2019)
(8/27/2018)
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(8/28/2018)
(7/26/2016)
(8/27/2018)
(8/27/2018)
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(8/29/2018)
(8/27/2018)
(8/28/2018)
(8/27/2018)
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(1/24/2019)
(8/27/2018)
(8/27/2018)
(2/9/2026)
(8/27/2018)
(8/27/2018)
(8/27/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view William Bemis Elson's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
