Steve M. Warren

FINANCIAL PLANNING HQ

SAN ANTONIO, TX 78230

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CRD#: 1808241

Professional summary

Steve Matthew Warren, ChFC®, CLU® is a registered financial advisor currently at FINANCIAL PLANNING HQ, LLC located in San Antonio, Texas.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Steve has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Licensed; 8122 Data Point Drive, Suite 804, San Antonio, TX; Category: Insurance; Investment-Related: Yes; Title: Owner; Duties: Offer Disability, Traditional, and Long-Term Care Insurance; Fixed Annuities; and Premium Financing; Start Date: 5/2018; Hours per month: 15; Hours per month during trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Matthew Warren's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 7, 2022 - Present

FINANCIAL PLANNING HQ, LLC

Office #1: 13526 George Rd. Suite 208, San Antonio, TX 78230

RIA

CRD#: 320613

SAN ANTONIO, TX

Past

May 25, 2018 - September 7, 2022

OSAIC FS, INC.

RIA

CRD#: 3870

SAN ANTONIO, TX

Past

May 25, 2018 - September 7, 2022

OSAIC FS, INC.

CRD#: 3870

SAN ANTONIO, TX

Past

March 25, 2017 - May 30, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

San Antonio, TX

Past

March 25, 2017 - May 30, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

San Antonio, TX

Past

August 16, 1988 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SAN ANTONIO, TX

Past

May 20, 1988 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SAN ANTONIO, TX

Past

May 20, 1988 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/11/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/19/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL PLANNING HQ, LLC

CRD#: 320613 / SEC#:

Texas

Registered Investment Advisory firm - (9/7/2022 Approved)

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Contact information

Main Address

13526 George Rd. Suite 208, San Antonio, TX 78230

Mailing Address

Phone number

(210) 617-7058

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steve M. Warren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Matthew Warren's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FS, INC.

OSAIC FS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/1988

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2000

Series 6

Date: 5/19/1988

Current Firm

FINANCIAL PLANNING HQ, LLC

Contact information

Documents

Red Flags

Company Information

FINANCIAL PLANNING HQ, LLC

TRUST BUT VERIFY

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