AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MS

Mark A. Shelton

ALEXANDER D COHEN INVESTMENTS
Dallas, TX 75244
Some features on this profile are disabled
CRD#: 1808199
MS

Professional summary


Mark Anthony Shelton, who also goes by Anthony Shelton, is a registered financial advisor currently at ALEXANDER D COHEN INVESTMENTS, LLC located in Dallas, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Anthony Shelton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mark Anthony Shelton's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 23, 2021 - Present

ALEXANDER D COHEN INVESTMENTS, LLC

Office #1: 4445 Alpha Road Suite 113a, Dallas, TX 75244
RIA
CRD#: 170548
Dallas, TX
Past

March 26, 2018 - January 2, 2020

LIFEPRO ASSET MANAGEMENT

RIA
CRD#: 285252
Carmel, IN
Past

September 23, 2002 - November 17, 2003

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
MINNEAPOLIS, MN
Past

April 6, 1999 - October 11, 2000

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

April 6, 1999 - October 11, 2000

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

November 25, 1997 - December 5, 1997

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 25, 1997 - December 5, 1997

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

May 25, 1988 - March 27, 1996

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

May 25, 1988 - March 27, 1996

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(11/23/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/8/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AD
ALEXANDER D COHEN INVESTMENTS, LLC
ALEXANDER D COHEN INVESTMENTS, LLC | COHEN, ALEXANDER D

CRD#: 170548 / SEC#:

Indiana
Registered Investment Advisory firm - (7/12/2021 Approved)
Texas
Registered Investment Advisory firm - (4/29/2014 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
4445 Alpha Road Suite 113a, Dallas, TX 75244
Mailing Address
Phone number
(214) 478-1218
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts37
AUM (Assets Under Management)$ 5,986,740

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALEXANDER D COHEN INVESTMENTS, LLC

CRD#: 170548Dallas, TX 75244

TRUST BUT VERIFY

Monitor Mark Shelton

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
Garland, TX
Kerry John Prazak
Kerry PrazakAdvisorCheck Check Mark
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
IAR
SOUTHLAKE, TX
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics