Melissa L. Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Ladonna Curtis, who also goes by Melissa Ladonna Bishop, Melissa Ladonna Broomas, Melissa Ladonna Wear, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1988. Melissa had worked at 4 firms and has passed the Series 63, Series 7, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2002 - September 30, 2003
1ST GLOBAL CAPITAL CORP.
March 6, 1996 - February 22, 2001
JOHN R. TAYLOR FINANCIAL GROUP, INC.
June 14, 1991 - February 22, 1996
MERCHANTS INVESTMENT CENTER, INC.
April 20, 1988 - March 2, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL CAPITAL CORP.
CRD#: 30349 / SEC#: , 8-44870
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
