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Melissa Ladonna Curtis

CRD# 1808156·Registered 1988 - 2003
Previously Registered: Being a previously registered professional could mean that Melissa is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melissa Ladonna Curtis, who also goes by Melissa Ladonna Bishop, Melissa Ladonna Broomas, Melissa Ladonna Wear, was a registered financial advisor. Melissa was a previously registered financial professional and started their career in finance 1988 - 2003. Melissa had worked at 4 firms and has passed the Series 63, Series 7, Series 24, Series 53 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Melissa Ladonna Bishop, Melissa Ladonna Broomas, Melissa Ladonna Wear

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
November 21, 2002 - September 30, 2003
JOHN R. TAYLOR FINANCIAL GROUP, INC.·CRD# 39312
BD
Birmingham, AL
March 6, 1996 - February 22, 2001
MERCHANTS INVESTMENT CENTER, INC.·CRD# 27402
BD
June 14, 1991 - February 22, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
April 20, 1988 - March 2, 1989

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Current Firm

1G
1ST GLOBAL CAPITAL CORP.

1ST GLOBAL CAPITAL CORP.

CRD#: 30349 / SEC#: 8-44870
BD
Terminated by SEC on 01/04/2020

Contact Information

Established

Delaware since 05/19/1992

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
STEWART, EVERETT PAUL JREVP, CCO2025188

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1991About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1991About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1990About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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