AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MC

Marguerite M. Collins

NEW ENGLAND RESEARCH & MANAGEMENT
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 1808101
MC

Professional summary

Marguerite Mary Collins, who also goes by Meg Collins, Marguerite Mary Mccmullen, Marguerite Mary Mcmullen, Meg Mcmullen, is a registered financial advisor currently at NEW ENGLAND RESEARCH & MANAGEMENT, INC. located in Chicago, Illinois.

Marguerite is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Marguerite has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Meg Collins | Marguerite Mary Mccmullen | Marguerite Mary Mcmullen | Meg Mcmullen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marguerite Mary Collins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 17, 2009 - Present

NEW ENGLAND RESEARCH & MANAGEMENT, INC.

Office #1: 53 West Jackson Blvd 603, Chicago, IL 60604
RIA
CRD#: 110739
Chicago, IL
Past

October 24, 1990 - April 27, 2007

DRAKE SECURITIES CORP.

BD
CRD#: 8244
BOSTON, MA
Past

March 8, 1989 - October 11, 1990

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

October 19, 1988 - March 28, 1989

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

April 25, 1988 - June 28, 1988

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW ENGLAND RESEARCH & MANAGEMENT, INC.
NEW ENGLAND RESEARCH & MANAGEMENT, INC.

CRD#: 110739 / SEC#: 801-14380

RIA
Registered Investment Advisory firm - (2/16/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/12/2010)
IAR
Illinois
(12/17/2009)
IAR
Massachusetts
(12/18/2009)
IAR
Texas
(10/27/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/10/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/22/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1988
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/22/1988
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NE
NEW ENGLAND RESEARCH & MANAGEMENT, INC.
NEW ENGLAND RESEARCH & MANAGEMENT, INC.

CRD#: 110739 / SEC#: 801-14380

RIA
Registered Investment Advisory firm - (2/16/1979 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
53 West Jackson Blvd 603, Chicago, IL 60604
Mailing Address
Phone number
(312) 212-1704
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (9/25/2025)

Regulatory assets under management

Total Number of Accounts377
AUM (Assets Under Management)$ 285,171,832

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/23/2024
Cover Page
Report
10/17/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW ENGLAND RESEARCH & MANAGEMENT, INC.

CRD#: 110739Chicago, IL 60604

TRUST BUT VERIFY

Monitor Marguerite Collins

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.