Barry P. Mitchell
Professional summary
Barry Peter Mitchell JR, who also goes by Barry Peter Jr Mitchell, is a registered financial advisor currently at NEXT LEVEL PRIVATE LLC located in Harrison, New York.
Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Barry has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barry Peter Mitchell JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2021 - Present
NEXT LEVEL PRIVATE LLC
Office #1: 500 Mamaroneck Avenue Suite 501, Harrison, NY 10528November 17, 2011 - September 14, 2021
UBS FINANCIAL SERVICES INC.
November 17, 2011 - September 14, 2021
UBS FINANCIAL SERVICES INC.
September 30, 2003 - November 21, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2003 - November 21, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2003 - October 7, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - October 7, 2003
WELLS FARGO CLEARING SERVICES, LLC
September 10, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
July 14, 1997 - December 14, 1999
MORGAN STANLEY DW INC.
August 10, 1988 - July 18, 1997
CIBC WORLD MARKETS CORP.
March 22, 1988 - August 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NEXT LEVEL PRIVATE LLC
CRD#: 313247 / SEC#: 801-122122
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/16/2021)
(10/26/2021)
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationCurrent Firm
NEXT LEVEL PRIVATE LLC
CRD#: 313247 / SEC#: 801-122122
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,235 |
| AUM (Assets Under Management) | $ 1,054,765,000 |
Red Flags
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