Louis E. Dillingham
Professional summary
Louis Everett Dillingham, who also goes by Louie Dillingham, is a registered financial professional currently at MORRIS GROUP, INC. located in Indianapolis, Indiana.
Louis is registered as a RR (Registered Representative) and started their career in finance in 1995. Louis has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louis Everett Dillingham's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2016 - Present
MORRIS GROUP, INC.
Office #1: 8445 Keystone Xing Suite 240, Indianapolis, IN 46240April 30, 2007 - November 11, 2015
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
January 6, 2006 - May 25, 2007
WFG INVESTMENTS, INC.
March 7, 2003 - December 31, 2005
FIRST WESTERN SECURITIES, INC.
February 2, 2000 - October 16, 2002
USALLIANZ SECURITIES, INC.
February 18, 1999 - January 7, 2000
PRO-INTEGRITY SECURITIES, INC.
June 6, 1998 - December 1, 1998
THE LEADERS GROUP, INC.
June 27, 1995 - January 29, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2016)
Exams
FINRA
Current Firm
MORRIS GROUP, INC.
CRD#: 13181 / SEC#: , 8-28916
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
