Kevin R. Kasselder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Rodney Kasselder was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 1992 - December 6, 2000
FIRST LINCOLN INVESTMENTS, INC.
August 26, 1991 - September 22, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 26, 1991 - September 22, 1992
PRUCO SECURITIES, LLC.
March 5, 1991 - August 5, 1991
FIRST LINCOLN INVESTMENTS, INC.
November 16, 1989 - February 12, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
April 21, 1989 - December 14, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 21, 1989 - December 14, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST LINCOLN INVESTMENTS, INC.
CRD#: 7076 / SEC#: , 8-20153
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROONEY, MICHAEL JOSEPH | CCO, PRESIDENT, PRINCIPAL | 1828399 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
