Richard E. Kash
Professional summary
Richard Edmund Kash, who also goes by Richard Edmund Kashnowski, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Flower Mound, Texas and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Richard has worked at 21 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Edmund Kash's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2022 - Present
IP FINANCIAL ADVISORY SERVICES LLC
April 18, 2022 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210November 22, 2021 - April 15, 2022
FFEC WEALTH PARTNERS LLC
November 19, 2021 - April 15, 2022
FFEC WEALTH PARTNERS LLC
January 12, 2018 - November 19, 2021
IPI WEALTH MANAGEMENT, INC.
January 2, 2018 - November 19, 2021
INVESTMENT PLANNERS, INC.
February 25, 2015 - December 31, 2017
CEDAR CAPITAL, LLC
October 28, 2014 - December 31, 2017
FORESIDE FUND SERVICES, LLC
June 24, 2013 - January 2, 2015
GOOD HARBOR FINANCIAL
January 28, 2013 - January 31, 2013
IPI WEALTH MANAGEMENT, INC.
June 1, 2011 - November 4, 2014
INVESTMENT PLANNERS, INC.
August 10, 2010 - June 3, 2011
NAMCOA
July 29, 2010 - June 3, 2011
MSC - BD, LLC
March 4, 2009 - July 26, 2010
ADVISORS ASSET MANAGEMENT, INC.
March 4, 2009 - July 26, 2010
ADVISORS ASSET MANAGEMENT, INC.
January 2, 2009 - March 9, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 11, 2008 - March 9, 2009
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
March 5, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
March 14, 2005 - February 20, 2008
BOFA ADVISORS, LLC
June 21, 2004 - February 20, 2008
BOFA DISTRIBUTORS, INC.
January 1, 2003 - March 14, 2005
BACAP DISTRIBUTORS, LLC
January 1, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
December 31, 2001 - January 1, 2003
STEPHENS
December 22, 1998 - January 1, 2003
STEPHENS
September 15, 1998 - January 21, 1999
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
May 4, 1994 - July 16, 1998
GT GLOBAL, INC.
March 8, 1988 - May 17, 1994
INVESCO CAPITAL MARKETS, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2022)
(4/18/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
