Richard E. Kash

Some features on this profile are disabled

CRD#: 1806924

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Edmund Kash, who also goes by Richard Edmund Kashnowski, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 24 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

Aliases

Richard Edmund Kashnowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAV CAPITAL; FLOWER MOUND TX; STARTED 07/2010; MANAGING PARTNER; 0 HOURS PER MONTH DEVOTED TO BUSINESS. 2) KASH IS KING, LLC; FLOWER MOUND, TX; 8/2018; OWNER; NOT INVESTMENT RELATED - BUSINESS EXPENSES AND TAX PURPOSES; 1 HR PER MONTH / 0 DURING TRADING HRS. 3) Longevity Market Assets, RIA Referrals, fee, 3-5 hrs per week

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 27, 2026 - August 4, 2026

ARAX ADVISORY PARTNERS

RIA

CRD#: 133535

Houston, TX

Past

July 1, 2026 - July 27, 2026

U.S. CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 288199

HOUSTON, TX

Past

June 29, 2026 - August 4, 2026

USCA SECURITIES LLC

CRD#: 103789

HOUSTON, TX

Past

April 18, 2022 - July 14, 2026

IP FINANCIAL ADVISORY SERVICES LLC

RIA

CRD#: 305772

Flower Mound, TX

Past

April 18, 2022 - July 13, 2026

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

November 22, 2021 - April 15, 2022

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

ADDISON, TX

Past

November 19, 2021 - April 15, 2022

FFEC WEALTH PARTNERS LLC

CRD#: 16507

ADDISON, TX

Past

January 12, 2018 - November 19, 2021

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

FLOWER MOUND, TX

Past

January 2, 2018 - November 19, 2021

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

February 25, 2015 - December 31, 2017

CEDAR CAPITAL, LLC

RIA

CRD#: 174020

CHICAGO, IL

Past

October 28, 2014 - December 31, 2017

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

June 24, 2013 - January 2, 2015

GOOD HARBOR FINANCIAL

RIA

CRD#: 127351

CHICAGO, IL

Past

January 28, 2013 - January 31, 2013

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

FLOWER MOUND, TX

Past

June 1, 2011 - November 4, 2014

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

August 10, 2010 - June 3, 2011

NAMCOA

RIA

CRD#: 133978

MOORESVILLE, NC

Past

July 29, 2010 - June 3, 2011

MSC - BD, LLC

CRD#: 142927

LAKE OSWEGO, OR

Past

March 4, 2009 - July 26, 2010

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

FLOWER MOUND, TX

Past

March 4, 2009 - July 26, 2010

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

January 2, 2009 - March 9, 2009

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

November 11, 2008 - March 9, 2009

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

March 5, 2008 - January 2, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

March 14, 2005 - February 20, 2008

BOFA ADVISORS, LLC

RIA

CRD#: 107900

FLOWER MOUND, TX

Past

June 21, 2004 - February 20, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

January 1, 2003 - March 14, 2005

BACAP DISTRIBUTORS, LLC

RIA

CRD#: 46088

CHARLOTTE, NC

Past

January 1, 2003 - June 21, 2004

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

December 31, 2001 - January 1, 2003

STEPHENS

RIA

CRD#: 3496

CHARLOTTE, NC

Past

December 22, 1998 - January 1, 2003

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

September 15, 1998 - January 21, 1999

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

May 4, 1994 - July 16, 1998

GT GLOBAL, INC.

CRD#: 19587

SAN FRANCISCO, CA

Past

March 8, 1988 - May 17, 1994

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA

Registered Investment Advisory firm - (9/20/2006 Approved)

California

Registered Investment Advisory firm - (10/18/2006 Terminated)

Colorado

Registered Investment Advisory firm - (11/14/2006 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/7/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA

Registered Investment Advisory firm - (9/20/2006 Approved)

California

Registered Investment Advisory firm - (10/18/2006 Terminated)

Colorado

Registered Investment Advisory firm - (11/14/2006 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2012 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

730 17th Street Suite 107, Denver, CO 80202

Mailing Address

Phone number

(303) 633-5900

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AAP FORM ADV PART 2A 11172025 (11/17/2025)

Regulatory assets under management

Total Number of Accounts	16,559
AUM (Assets Under Management)	$ 8,960,126,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard E. Kash

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

U.S. CAPITAL WEALTH ADVISORS, LLC

USCA SECURITIES LLC

IP FINANCIAL ADVISORY SERVICES LLC

INNOVATION PARTNERS LLC

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

CEDAR CAPITAL, LLC

FORESIDE FUND SERVICES, LLC

GOOD HARBOR FINANCIAL

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

NAMCOA

MSC - BD, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIVERSOURCE DISTRIBUTORS, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

BACAP DISTRIBUTORS, LLC

BACAP DISTRIBUTORS, LLC

STEPHENS

STEPHENS

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

GT GLOBAL, INC.

INVESCO CAPITAL MARKETS, INC.

Primary Firm SEC Registration

ARAX ADVISORY PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2001

Series 63

Date: 3/8/1993

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/21/1989

Series 6

Date: 3/7/1988

Current Firm

ARAX ADVISORY PARTNERS

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARAX ADVISORY PARTNERS

TRUST BUT VERIFY

Similar Advisors