Mark N. Savoca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Nicholas Savoca was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - December 22, 2011
DIMENSION TRADING GROUP, LLC
August 13, 2008 - December 24, 2008
DIMENSION BROKERAGE, LLC
May 8, 2006 - September 29, 2006
G-2 TRADING,LLC
April 5, 2001 - October 28, 2003
KERN, SUSLOW SECURITIES, INC.
February 5, 1997 - March 10, 1997
QUANTUM GROUP, LTD.
April 18, 1995 - August 24, 1995
JOSEPH ROBERTS & CO., INC.
March 19, 1991 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
August 28, 1990 - January 29, 1991
GKN SECURITIES CORP.
January 24, 1990 - September 5, 1990
J. W. GANT & ASSOCIATES, INC.
November 3, 1989 - January 13, 1990
J. T. MORAN & CO., INC.
March 22, 1988 - September 12, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DIMENSION TRADING GROUP, LLC
CRD#: 147929 / SEC#: , 8-67943
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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