Steven R. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Ray Turner was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1988. Steven had worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2011 - December 31, 2013
COASTAL WEALTH SERVICES LLC
March 21, 2007 - September 30, 2010
CREATIVE FINANCIAL DESIGNS, INC.
January 10, 2007 - September 30, 2010
CFD INVESTMENTS, INC.
July 21, 2004 - January 22, 2007
MML INVESTORS SERVICES, LLC
January 2, 2004 - July 23, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 15, 2002 - June 10, 2003
THE ADVISORS GROUP, INC.
December 4, 2000 - August 19, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 20, 1997 - December 1, 2000
CFD INVESTMENTS, INC.
June 6, 1994 - November 7, 1997
WMA SECURITIES, INC.
November 12, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 23, 1988 - July 30, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COASTAL WEALTH SERVICES LLC
CRD#: 155595 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
