Brian N. Corriveau

WEALTHCARE INVESTMENT PARTNERS

Smithfield, RI 02917

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CRD#: 1806721

Professional summary

Brian Norman Corriveau, AIF® is a registered financial advisor currently at WEALTHCARE INVESTMENT PARTNERS LLC located in Smithfield, Rhode Island and PRIVATE CLIENT SERVICES, LLC located in Smithfield, Rhode Island.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Norman Corriveau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 2, 2018 - Present

WEALTHCARE INVESTMENT PARTNERS LLC

Office #1: 690 Douglas Pike, Smithfield, RI 02917

RIA

CRD#: 296475

Smithfield, RI

Current

July 2, 2018 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 690 Douglas Pike, Smithfield, RI 02917

RIA

CRD#: 120222

Smithfield, RI

Past

April 14, 2004 - July 9, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

SMITHFIELD, RI

Past

December 7, 2001 - July 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

SMITHFIELD, RI

Past

April 28, 1988 - December 11, 2001

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHCARE INVESTMENT PARTNERS LLC

WEALTHCARE INVESTMENT PARTNERS | WEALTHCARE INVESTMENT PARTNERS LLC

CRD#: 296475 / SEC#: 801-113276

RIA

Registered Investment Advisory firm - (5/24/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/2/2018)

Delaware
(7/2/2018)

Florida
(7/2/2018)

Maine
(7/2/2018)

Maryland
(9/28/2021)

Massachusetts
(7/2/2018)

New Hampshire
(7/2/2018)

New York
(7/2/2018)

North Carolina
(7/2/2018)

Ohio
(7/2/2018)

Rhode Island
(7/2/2018)

IAR

Rhode Island
(7/2/2018)

South Carolina
(7/2/2018)

Texas
(7/2/2018)

IAR

Texas
(3/12/2019)

Utah
(7/2/2018)

Vermont
(7/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTHCARE INVESTMENT PARTNERS LLC

WEALTHCARE INVESTMENT PARTNERS | WEALTHCARE INVESTMENT PARTNERS LLC

CRD#: 296475 / SEC#: 801-113276

RIA

Registered Investment Advisory firm - (5/24/2018 Approved)

PREMIUM

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Contact information

Main Address

35 Dyer Street, Portsmouth, RI 02871

Mailing Address

Po Box 189, Portsmouth, RI 02871

Phone number

(401) 682-2335

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A, WRAP APPENDIX, AND PRIVACY POLICY (2/6/2025)

Regulatory assets under management

Total Number of Accounts	2,876
AUM (Assets Under Management)	$ 654,788,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian N. Corriveau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Norman Corriveau's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHCARE INVESTMENT PARTNERS LLC

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTHCARE INVESTMENT PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2004

Series 63

Date: 5/6/1988

SIE

Date: 10/1/2018

Series 7

Date: 12/17/2003

Series 6

Date: 4/27/1988

FINRA

Current Firm

WEALTHCARE INVESTMENT PARTNERS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE INVESTMENT PARTNERS LLC

TRUST BUT VERIFY

Contact information

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