Reginald A. Rhodes

LEGACY WEALTH MANAGEMENT GROUP

Dothan, AL 36303

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CRD#: 1806586

Professional summary

Reginald Alan Rhodes, who also goes by Reggie Rhodes, is a registered financial advisor currently at LEGACY WEALTH MANAGEMENT GROUP, LLC located in Dothan, Alabama.

Reginald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Reginald has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reggie Rhodes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 01/1998 - REGINALD A. RHODES, PC~'NIR'~214 PERRY AVENUE~ ~DOTHAN~AL~36303~TAX PREPARATION/ACCOUNTING~OWNER/SOLE PROPRIETER~50HRS~6HRS~OWNER/PRESIDENT 2. 06/2019- Rhodes & Meyers, PLLC 3. 08/2017-Alabama Center for Elder Law, LLC, Founder, President and Managing Member, Dothan, Alabama 4. 02/2018 - Asset Protective Services, LLC, Dothan, Alabama

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Alan Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2021 - Present

LEGACY WEALTH MANAGEMENT GROUP, LLC

Office #1: 214 Perry Avenue, Dothan, AL 36303

RIA

CRD#: 311361

Dothan, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2020

Uniform Investment Adviser Law Examination

Current Firm

LEGACY WEALTH MANAGEMENT GROUP, LLC

CRD#: 311361 / SEC#:

Alabama

Registered Investment Advisory firm - (1/29/2021 Approved)

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Contact information

Main Address

214 Perry Avenue, Dothan, AL 36303

Mailing Address

Phone number

(334) 792-6213

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 1,594,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Reginald A. Rhodes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reginald Alan Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2020

Current Firm

LEGACY WEALTH MANAGEMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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