Thomas W. Hulick

STRATEGY ASSET MANAGERS L.L.C.

Pasadena, CA 91101

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CRD#: 1806305

Professional summary

Thomas Woodward Hulick, who also goes by Thomas Hulick, Tom Hulick, is a registered financial advisor currently at STRATEGY ASSET MANAGERS L.L.C. located in Pasadena, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Hulick | Tom Hulick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) HULICK CAPITAL MGMT, LLC (DBA):YES IR, BEG FEB-2013, CEO/CCO/FOUNDER, INVESTMENT ADVISORY, 790 E. Colorado Blvd., Suite 200; Pasadena, CA 91101, 150HRS/MO. (2) STRATEGY ASSET MANAGERS L.L.C.- CEO AND CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY, NEW JERSEY. (3) Strategy Insurance Services, LLC; Investment Related; 790 E. Colorado Blvd., Suite 200,Pasadena, CA 91101; Insurance Agency; Owner & Insurance Agent; 01/10/2023; 20 hours per month; 5 hours per month during securities trading hours; Sales and marketing of insurance products to clients and prospects as well as Management of Insurance Agency.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Woodward Hulick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2018 - Present

STRATEGY ASSET MANAGERS L.L.C.

Office #1: 790 E. Colorado Blvd. Ste 200, Pasadena, CA 91101

RIA

CRD#: 109939

Pasadena, CA

Past

March 26, 2019 - May 12, 2020

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

October 7, 2014 - October 25, 2016

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/4/2018)

IAR

New Jersey
(5/4/2018)

IAR

Texas
(5/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/16/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/15/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/22/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/27/1995

General Securities Representative Examination

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

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Contact information

Main Address

790 E. Colorado Blvd Suite 200, Pasadena, CA 91101

Mailing Address

Phone number

(626) 657-0559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGY ASSET MANGERS, LLC FORM ADV 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 741,546,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas W. Hulick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Woodward Hulick's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWBRIDGE SECURITIES CORPORATION

BOUSTEAD SECURITIES, LLC

HOLLY STREET WEALTH ADVISORS

WORTHPOINTE

FIRST FOUNDATION ADVISORS

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STRATEGY ASSET MANAGERS L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/2015

Series 65

Date: 8/15/1995

SIE

Date: 10/25/2016

Series 31

Date: 8/22/1995

Series 7

Date: 7/27/1995

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGY ASSET MANAGERS L.L.C.

TRUST BUT VERIFY

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