CJ
Charles M. Jordan
PARK AVENUE SECURITIES LLC
Vidalia, GA 30474
Some features on this profile are disabled
CRD#: 1806216
CJ
Professional summary
Charles M Jordan III, who also goes by Charles Mcarthur Jordan III, Charles Mcarthur (iii) Jordan, Mac Jordan III, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Vidalia, Georgia.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Charles has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Mcarthur Jordan Iii | Charles Mcarthur (iii) Jordan | Mac Jordan Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Buy out of Joint Rental property with Lee Evans,
Start: 7/21/2025,
Address: 313 Maple Drive Vidalia, GA 30474,
0 total hours per month,
Investment related,
Less than 10% Annual Compensation,
2. Rental Property - 1232 & 1234 Susan Way-I own this unit 100%.,
Start: 07/19/2012,
Address: 1232-1234 Susan Way Vidalia, GA 30474,
1 non bus hr per month,
Investment related,
3. Rental Properties (Jerriel Street, etc.)-Jerriel Street Apartments - This is a 10 unit apartment building ,
Start: 07/02/2010,
Address: 201 Jerriel Street Vidalia GA 30474; Additional properties =
1610 Booth Street Waycross, GA 31501 (Purchased 12/2/2011);
803 E. Sixth Street Vidalia, GA 30474 (purchased 6/27/2012);
806 E. Sixth Street Vidalia, GA 30474 (purchased 2/3/2012);
900 E. Sixth Street Vidalia, GA 30474 (purchased 2/3/2012);
1305 4th Street Soperton, GA 30457 (6 unit duplex building purchased 12/21/2012);
1 bus hr per month,
Investment Related,
Less than 10% annual compensation,
4. Rental Property-Homestead-Single family residential rental property,
Start: 01/01/1983,
Address: 504 Homestead Street Vidalia, GA 30474,
0 hrs per month,
Investment related,
5. Other insurance products-DI, Fixed annuities,
Start: 01/01/1992,
Address: 313 Maple Drive Vidalia, GA 30474,
1 bus hr per month,
Investment related,
6. Trustee of Family Member Accounts- serve as Trustee of family members' Charitable Remainder Unitrusts (CRUT's). Trusts that I am trustee on are my three children,
Start: 10/06/1989,
Address: 313 Maple Drive Vidalia, GA 30474,
1 non bus hr per month,
Investment related,
7. Workforce Investment Board-Immediate Past Chairman,
Start: 01/01/1987,
Address: Meetings held at different locations,
.5 total hours per month; .5 during securities trading hours,
Not investment related,
No annual compensation,
8. Rental Properties-Single family residential rental properties,
1622 Aimwell Road, 806 Jungle Road, 904 Vann Street, 902 Warthen Street,
Start: 03/14/2014,
Address: Vidalia, GA 30474,
1 bus hr per month,
Investment related,
9. Rental Property - Soperton House-Single family residential rental property,
Start: 04/11/2014,
Address: 7727 Eastman Road Soperton, GA 30457,
1 bus hr per month,
Investment related,
Less than 10% annual compensation,
10. POA for Lindsey W. Jordan-daughter,
Start: 04/08/2013,
Address: 313 Maple Drive Vidalia, GA 30474,
0 total hours per month,
Not Investment related,
No compensation,
11. Rental Property - 401 Kenworth St,
Start:10/29/2021,
Address: 401 Kenworth Street Vidalia, GA 30474,
1 total hour per month; 1 during securities trading hours,
Investment related,
Less than 10% annual compensation,
12. Rental Property - 406 Kenworth St,
Start: 09/28/2023,
Address: 406 Kenworth Street Vidalia, GA 30474,
5 total hours per month; 0 during securities trading hours,
Investment related,
Less than 10% annual compensation,
13. Key Person Coverage,
Start: 1/11/2006,
Address: 313 Maple Drive Vidalia, GA 30474,
0 total hours per month,
Investment Related,
Less than 10% Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Charles M Jordan III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles M Jordan III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 313 Maple Drive, Vidalia, GA 30474RIA
BD
CRD#: 46173
Vidalia, GA
Current
February 23, 2004 - Present
PARK AVENUE SECURITIES LLC
Office #1: 313 Maple Drive, Vidalia, GA 30474RIA
BD
CRD#: 46173
Vidalia, GA
Past
May 14, 2003 - February 18, 2004
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
FAYETTEVILLE, GA
Past
May 25, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
May 25, 1988 - February 18, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2015)
RR
Georgia(2/23/2004)
IAR
Georgia(11/7/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
